Dept. of Financial Institutions: Wisconsin joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors

MADISON, Wis. — The Wisconsin Department of Financial Institutions (DFI), a member of the North American Securities Administrators Association (NASAA), today announced Wisconsin has joined a taskforce of state securities regulators and the United States Securities and Exchange Commission (SEC) in a $106 million settlementwith Vanguard Marketing Corporation (VMC) and The Va...

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